Job Details




£120000 - £140000 per annum



Job Details

Executive Network Group have been retained by a high growth, boutique Financial Services Business based in London, to recruit a VP Risk & Compliance.

This is a newly created role, the first of its kind within the Group, and will be responsible for Senior Compliance responsibility for their UK businesses, reporting directly to Group’s Chief Compliance Officer.

Day to day responsibilities will include:
  • Liaising with our international offices in order to promote, develop and enhance the firm’s internal control and compliance framework, with direct communication & relationships with business heads
  • Working alongside the business and our application development professionals to find technological solutions that best adapt to the requirements and goals of the business
  • Design and deliver solutions that meet the needs of the business in a prioritised order based on compliance with legislation, and business impact
  • Being an active member of the Risk & Control Committee of, participating in the decision-making process and in the implementation of risk mitigation solutions
  • Analysing applicable regulations within the consultation period and providing advice to our Finance, Legal and Operations functions on how to adapt to it
  • Contribute to and define policies and processes that support the risk and compliance strategy and objectives, working to ensure consistent implementation across the business
  • Coordinating the application of internal control systems for the financial information of the Group
  • Supporting the internal audit function
  • Participating in the day-to-day control functions over all Group subsidiaries internationally
  • Identification and monitoring of strategic risks to Group; Coach and build the capability of senior managers to anticipate and pre-empt organisational risk issues
For more information please apply with an up to date CV.

Sam Perry

Ref: 268280698